• Estate Planning
  
  
• Probate and Trust Administration
  
  
• Securities Litigation/Arbitration
  
  
• Broker-Dealer Compliance
  
  
• Registered Investment Adviser/RIA
  
  
• Financial Adviser Defense
  
  
• Corporate/Business Law
  
  
• Employment Law
  
  

Links

Estate Planning:

·         Wealth Counsel

·         Minnesota State Laws

·         Social Security Administration

Elder Law:

·         Minnesota Health Care Programs Manual

Insurance and Financial Services:

·         Financial Industry Regulatory Authority (“FINRA”)

·         Securities and Exchange Commission (“SEC”)

·         Internal Revenue Service (“IRS”)

·         Minnesota Department of Revenue

·         Minnesota Department of Commerce 

·         North American Securities Administrator’s Association (“NASAA”)

·         Securities Industry and Financial Markets Association

·         Investment Company Institute

·         National Association of Securities Dealers Automated Quotation (“NASDAQ”)

·         Financial Services Professionals Society

 

Corporate Law:

·         Minnesota Secretary of State

 

General:

·         Minnesota Attorney General website

·         Minnesota State Law Library