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Czuchry Law Firm, LLC, located in downtown Victoria, MN is dedicated to helping you with many of your most important legal needs, including estate planning, corporate and business, employment, insurance, investments and securities.
Our firm represents individual clients in disputes concerning investment losses or other matters such as improper beneficiary designations against FINRA CRD member Broker-Dealers, and IARD State of Minnesota and SEC Registered Investment Advisers.
Our firm also represents brokers and advisors, but only in non-private client matters involving regulator investigations and/or disciplinary actions, including FINRA, SEC and Minnesota Department of Commerce matters.
For more than a decade, President Mark E. Czuchry has worked with over 500 insurance agents and financial professionals on over 4,200 client cases on all issues relating to financial and estate planning, client relationship management and insurance and securities compliance (Securities and Exchange Commission/SEC & Financial Industry Regulatory Authority/FINRA - formerly National Association of Securities Dealers/NASD). Mark has reviewed and approved tens of thousands of securities and insurance transactions as an Office of Supervisory Jurisdiction/OSJ principal or chief compliance officer for suitability and fiduciary standards. In these roles, he resolved dozens of customer complaints always to the satisfaction of both parties, never once resulting in a formal complaint to FINRA or arbitration.
Mark has presented Firm Element training for several broker-dealers on the topics of best practices and more specifically, account titling and beneficiary designations. Most industry sources estimate that up to 80% of all clients working with financial advisors have potential problems with either account titling or beneficiary designations, or both; this is Mark’s expertise, and why every person reading this should call for a free consultation today to make sure the wrong parties do not inherit your hard-earned assets.
Mark is a member of the Public Investors Arbitration Bar Association (“PIABA”), a nationwide “think-tank” organization of over 500-member attorneys committed to providing the most comprehensive and expert representation available to private investors in pursuing recovery for investment losses in FINRA Arbitrations or in court. Member attorneys collaborate through advisory boards, listservs, continuing education and co-counsel opportunities, so when coupled with Mark’s expertise working on the inside of both broker-dealers and registered investment advisers, Mark has been successful in recovering in excess of 100% of a clients’ losses.
We thank you for visiting our site, and cordially invite you to call us today for a free, no obligation consultation on your matter @ 952-443-4004. You’ll be glad you did.